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Detailed Report
Matthew J Liston
Matt Liston, Matthew James Liston
CRD#: 6638613
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 30600 TELEGRAPH ROAD
SUITE 1350
BINGHAM FARMS, MI 48025
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BEDWARD JONES (CRD# 250)2016 - 2017 (<1 year)IAEDWARD JONES (CRD# 250)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 10/17/2024
B
Minnesota 2/7/2023
B
Arizona 5/9/2022
B
Missouri 10/17/2024
B
California 10/17/2024
B
New York 3/7/2023
B
Colorado 1/13/2023
B
North Carolina 10/18/2024
B
Florida 2/20/2019
B
Ohio 4/2/2019
IA
Florida 2/21/2019
B
Oregon 2/10/2020
B
Georgia 8/21/2023
B
Pennsylvania 2/10/2020
B
Illinois 3/25/2020
B
Tennessee 5/27/2020
B
Iowa 7/10/2023
B
Texas 2/20/2019
B
Kentucky 3/26/2024
IA
Texas 2/22/2019
B
Massachusetts 3/8/2019
B
Virginia 10/17/2024
B
Michigan 10/27/2018
B
Wisconsin 1/16/2025
IA
Michigan 10/27/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
30600 TELEGRAPH ROAD SUITE 1350, BINGHAM FARMS, MI 48025
Registered with this firm since 10/27/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
30600 TELEGRAPH ROAD SUITE 1350, BINGHAM FARMS, MI 48025
Registered with this firm since 10/27/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/11/2017 - 11/12/2018 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Troy, MI
B
 07/11/2017 - 11/12/2018 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) TROY, MI
B
 06/16/2016 - 01/04/2017 EDWARD JONES (CRD#:250) ROYAL OAK, MI
IA
 08/26/2016 - 12/27/2016 EDWARD JONES (CRD#:250) ROYAL OAK, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.