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Gavin Robert Carter
Gavin R Carter
CRD#: 6638316
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
20162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 6/3/2019

B
Missouri 6/3/2019

B
Arizona 10/11/2017

B
Nebraska 12/11/2024

B
Arkansas 7/25/2017

B
Nevada 5/25/2018

B
California 10/5/2017

B
New Hampshire 1/22/2024

B
Colorado 3/29/2017

B
New Jersey 5/22/2019

B
Connecticut 4/13/2017

B
New Mexico 3/12/2021

B
District of Columbia 2/1/2018

B
New York 2/22/2017

B
Florida 3/21/2017

B
North Carolina 3/3/2017

B
Georgia 10/5/2017

B
Ohio 10/11/2017

B
Illinois 10/5/2017

B
Oklahoma 2/15/2017

B
Indiana 9/15/2020

B
Oregon 2/3/2020

B
Iowa 12/12/2023

B
Pennsylvania 4/27/2021

B
Kansas 6/3/2019

B
Rhode Island 1/2/2021

B
Kentucky 4/3/2023

B
South Carolina 5/22/2019

B
Louisiana 3/14/2017

B
Tennessee 1/11/2021

B
Maine 2/26/2024

B
Texas 1/3/2017

B
Maryland 7/21/2020

IA
Texas 1/3/2017

B
Massachusetts 5/8/2017

B
Virginia 10/5/2017

B
Michigan 2/10/2017

B
Washington 5/8/2017

B
Minnesota 2/15/2017

B
Wyoming 5/12/2017

B
Mississippi 5/22/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 1/3/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 11/7/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.