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Kyndal Martin
Kyndal Brian Martin
CRD#: 6636892
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11 GREENWAY PLZ
STE 3000
HOUSTON, TX 77046
STE 3000
HOUSTON, TX 77046
0
Disclosures
8
Years of Experience
View By:
State Registrations
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Arizona 12/13/2024
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Missouri 12/13/2024
B
Arkansas 12/13/2024
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New Jersey 12/13/2024
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California 12/13/2024
B
New York 12/13/2024
B
Colorado 12/13/2024
B
North Carolina 12/13/2024
B
Connecticut 12/13/2024
B
Pennsylvania 2/4/2025
B
Georgia 12/13/2024
B
South Carolina 1/28/2025
B
Idaho 12/13/2024
B
Tennessee 12/13/2024
B
Indiana 2/4/2025
B
Texas 12/19/2023
B
Louisiana 12/13/2024
IA
Texas 12/19/2023
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Maine 12/13/2024
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Virginia 12/13/2024
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Maryland 12/13/2024
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Washington 12/13/2024
B
Massachusetts 12/13/2024
B
West Virginia 12/13/2024
B
Minnesota 2/4/2025
B
Wyoming 12/13/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/19/2023
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Registered with this firm since 12/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2019 - 12/14/2023 | HOUSTON, TX | |
B | 07/18/2019 - 12/14/2023 | HOUSTON, TX | |
IA | 05/14/2019 - 07/31/2019 | THE WOODLANDS, TX | |
B | 06/16/2016 - 07/31/2019 | THE WOODLANDS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.