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Detailed Report
WENJIE CHEN
CRD#: 6636193
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1585 Broadway
New York, NY 10036
Registration History
202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2021 - Present (3 years)
License(s)

State Registrations

B
New Jersey 12/9/2022
B
New York 12/9/2022
IA
New Jersey 12/12/2022
IA
New York 12/9/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1585 Broadway, New York, NY 10036
Registered with this firm since 12/9/2022
B
MORGAN STANLEY (CRD#:149777)
1585 Broadway, New York, NY 10036
Registered with this firm since 6/1/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.