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Detailed Report
Mara Ann Henico
CRD#: 6633555
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 790 E MAIN ST
SMITHVILLE, OH 44677
CETERA ADVISORS LLCCRD#: 10299 790 E MAIN ST
SMITHVILLE, OH 44677
Registration History
201820192020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2018 - Present (6 years)IACETERA ADVISORS LLC (CRD# 10299)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Ohio 1/4/2023
IA
Ohio 3/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
790 E MAIN ST, SMITHVILLE, OH 44677
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
790 E MAIN ST, SMITHVILLE, OH 44677
Registered with this firm since 4/12/2018
Previous Registration(s)
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IA
 04/05/2023 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.