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JESUS ALCANTAR
CRD#: 6633359
IA
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WELLS FARGO ADVISORSCRD#: 19616 1200 W MAIN ST
EL CENTRO, CA 92243
EL CENTRO, CA 92243
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Disclosures
8
Years of Experience
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State Registrations
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California 6/10/2022
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California 6/10/2022
SRO Registrations
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Registered with this firm since 6/10/2022
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Registered with this firm since 6/10/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/01/2021 - 05/23/2022 | SAN MARCOS, CA | |
IA | 01/23/2017 - 08/26/2021 | EL CENTRO, CA | |
B | 01/23/2017 - 08/26/2021 | EL CENTRO, CA | |
B | 06/09/2016 - 08/29/2016 | SALT LAKE CITY, UT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.