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Detailed Report
Royeen Ahmad Sanie
ROY A SANIE, Ahmad Royien Sanie, Royeen A Sanie, Royeen Sanie
CRD#: 6631220
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1300 Chain Bridge Rd
MCLEAN, VA 22101
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BEDWARD JONES (CRD# 250)2017 - 2019 (1 year)BNAVY FEDERAL BROKERAGE SERVICE... (CRD# 138459)2016 - 2016 (<1 year)IAEDWARD JONES (CRD# 250)2018 - 2019 (1 year)
Disclosure(s)
View By:
3/31/2021
Financial
Final
License(s)

State Registrations

B
California 10/7/2022
B
Oklahoma 12/13/2023
B
District of Columbia 9/16/2022
B
Pennsylvania 10/7/2022
B
Florida 10/13/2022
B
South Carolina 4/8/2025
B
Georgia 10/17/2022
B
Texas 10/13/2022
B
Illinois 12/2/2022
IA
Texas 10/27/2022
B
Maryland 9/13/2022
B
Virginia 9/12/2022
B
New York 2/7/2024
IA
Virginia 9/12/2022
B
North Carolina 4/9/2025
B
Washington 11/1/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 Chain Bridge Rd, MCLEAN, VA 22101
Registered with this firm since 9/12/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1300 Chain Bridge Rd, MCLEAN, VA 22101
Registered with this firm since 9/9/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/28/2019 - 09/12/2022 UNITED BROKERAGE SERVICES INC (CRD#:39062) FAIRFAX, VA
B
 05/28/2019 - 09/12/2022 UNITED BROKERAGE SERVICES, INC (CRD#:39062) FAIRFAX, VA
IA
 01/16/2018 - 05/07/2019 EDWARD JONES (CRD#:250) BURKE, VA
B
 11/16/2017 - 05/07/2019 EDWARD JONES (CRD#:250) BURKE, VA
B
 05/25/2016 - 08/02/2016 NAVY FEDERAL BROKERAGE SERVICES, LLC (CRD#:138459) VIENNA, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.