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Randy Michael Malloy
Randy Malloy
CRD#: 6630210
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 28411 NORTHWESTERN HWY #1200
SOUTHFIELD, MI 48034
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (7 years)
License(s)

State Registrations

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Michigan 2/5/2018

IA
Michigan 2/5/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
28411 NORTHWESTERN HWY #1200, SOUTHFIELD, MI 48034
CLARKSTON, MI
Registered with this firm since 2/5/2018

B
LPL FINANCIAL LLC (CRD#:6413)
28411 NORTHWESTERN HWY #1200, SOUTHFIELD, MI 48034
CLARKSTON, MI
Registered with this firm since 2/5/2018

Previous Registration(s)
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IA
12/13/2016 - 02/05/2018 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
B
06/13/2016 - 02/05/2018 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.