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Detailed Report
GARRETT H BERRY
CRD#: 6629927
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING SALES
8701 WEST SAHARA
LAS VEGAS, NV 89117
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
10/27/2015
Financial
Final
License(s)

State Registrations

B
Alabama 6/8/2021
IA
Nevada 6/23/2021
B
Arizona 6/8/2021
B
New Jersey 6/8/2021
B
California 6/8/2021
B
New Mexico 6/8/2021
B
Colorado 6/8/2021
B
New York 6/8/2021
B
Connecticut 6/8/2021
B
North Carolina 8/7/2021
B
Florida 6/8/2021
B
Oregon 4/17/2024
B
Georgia 3/28/2022
B
Pennsylvania 6/8/2021
B
Hawaii 6/8/2021
B
South Dakota 2/20/2024
B
Idaho 3/23/2022
B
Tennessee 9/16/2022
B
Illinois 6/8/2021
B
Texas 6/8/2021
B
Iowa 6/8/2021
IA
Texas 6/8/2021
B
Maryland 6/8/2021
B
Utah 12/9/2022
B
Minnesota 6/8/2021
B
Virginia 6/8/2021
B
Nevada 6/8/2021
B
Washington 6/8/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING SALES 8701 WEST SAHARA, LAS VEGAS, NV 89117
Las Vegas, NV
Registered with this firm since 6/8/2021
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING SALES 8701 WEST SAHARA, LAS VEGAS, NV 89117
Las Vegas, NV
Registered with this firm since 6/8/2021
Previous Registration(s)
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IA
 05/23/2018 - 06/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
B
 05/22/2018 - 06/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
IA
 07/18/2016 - 03/06/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
 06/08/2016 - 03/06/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.