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Sheryl Dawn Oswald
Sheryl D Oswald
CRD#: 6627681
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1650 CROOKED OAK DRIVE
SUITE 100
LANCASTER, PA 17601
SUITE 100
LANCASTER, PA 17601
0
Disclosures
8
Years of Experience
View By:
State Registrations
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Arizona 3/6/2020
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Montana 4/14/2023
B
California 1/6/2021
B
New Jersey 3/6/2020
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Connecticut 7/28/2020
B
New York 3/6/2020
B
Delaware 6/21/2023
B
North Carolina 8/7/2020
B
District of Columbia 1/6/2021
B
Ohio 3/6/2020
B
Florida 3/6/2020
B
Oregon 1/6/2021
B
Georgia 3/6/2020
B
Pennsylvania 3/6/2020
B
Hawaii 3/6/2020
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Pennsylvania 3/6/2020
B
Illinois 1/6/2021
B
South Carolina 8/27/2021
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Indiana 3/6/2020
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Tennessee 2/12/2021
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Iowa 1/5/2021
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Texas 3/6/2020
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Kansas 2/3/2021
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Texas 1/6/2021
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Maine 6/2/2022
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Virginia 3/6/2020
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Maryland 3/6/2020
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Washington 3/27/2023
B
Massachusetts 4/4/2024
B
Wisconsin 7/25/2023
B
Minnesota 3/6/2020
B
Wyoming 7/11/2023
SRO Registrations
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Registered with this firm since 3/6/2020
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Registered with this firm since 3/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/05/2016 - 03/09/2020 | LANCASTER, PA | |
B | 07/08/2016 - 03/09/2020 | LANCASTER, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.