Individual Firm
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Devin Mark Murray
CRD#: 6626879
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 525 Junction Road
Suite 6500, Offices 647, 648, 662
Madison, WI 53717
Suite 6500, Offices 647, 648, 662
Madison, WI 53717
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 1/12/2022
B
New Mexico 1/12/2022
B
Arkansas 10/18/2024
B
New York 9/20/2019
B
Connecticut 9/20/2019
B
North Carolina 9/20/2019
B
District of Columbia 4/11/2018
B
Ohio 4/7/2022
B
Florida 9/20/2019
B
Pennsylvania 1/12/2022
B
Georgia 1/12/2022
B
South Carolina 1/12/2022
B
Illinois 1/12/2022
B
Tennessee 1/12/2022
B
Iowa 1/12/2022
B
Texas 1/12/2022
B
Kentucky 1/12/2022
B
Vermont 1/12/2022
B
Louisiana 7/29/2019
B
Virginia 4/11/2018
B
Maryland 4/11/2018
B
Washington 11/20/2023
B
Massachusetts 1/12/2022
B
West Virginia 1/12/2022
B
Michigan 1/12/2022
B
Wisconsin 12/23/2020
B
Minnesota 11/18/2024
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Wisconsin 12/23/2020
B
New Hampshire 9/20/2019
SRO Registrations
B
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IA
Registered with this firm since 4/11/2018
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Registered with this firm since 4/11/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2016 - 03/06/2018 | MADISON, WI | |
B | 08/29/2016 - 03/06/2018 | MADISON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.