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GRIFFIN ALEXANDER SCHROETER
GRIFFIN SCHROETER, Griffin Alexander Schroeter
CRD#: 6626868
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 NARRAGANSETT, RI
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - 2024 (1 year)
License(s)

State Registrations

B
Massachusetts 4/8/2024

IA
Rhode Island 9/18/2024

B
Rhode Island 4/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
NARRAGANSETT, RI
Registered with this firm since 9/18/2024

B
LPL FINANCIAL LLC (CRD#:6413)
NARRAGANSETT, RI
Registered with this firm since 4/8/2024

Previous Registration(s)
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B
11/28/2022 - 03/21/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.