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JAMES A MAGEE
JAMES ALBERT MAGEE, James Magee
CRD#: 6626745
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Investment Adviser
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Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 CRYSTAL, MN
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

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Minnesota 4/22/2021

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Minnesota 4/23/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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PRINCIPAL SECURITIES, INC. (CRD#:1137)
CRYSTAL, MN
Registered with this firm since 4/23/2021

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PRINCIPAL SECURITIES, INC. (CRD#:1137)
CRYSTAL, MN
Registered with this firm since 4/22/2021

Previous Registration(s)
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06/02/2016 - 04/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROSEVILLE, MN
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04/28/2016 - 04/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROSEVILLE, MN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.