Individual Firm
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Andrew Walter Grannis
ANDREW GRANNIS
CRD#: 6626049
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 18540 Shelburne Road
Cleveland, OH 44118
Cleveland, OH 44118
IFP SECURITIES, LLCCRD#: 297287 CLEVELAND, OH
0
Disclosures
8
Years of Experience
View By:
State Registrations
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Colorado 2/20/2025
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Ohio 7/12/2016
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District of Columbia 9/11/2020
B
Ohio 4/7/2021
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Florida 10/8/2020
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Pennsylvania 3/20/2017
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Illinois 9/29/2020
B
Pennsylvania 4/7/2021
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Michigan 9/24/2020
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South Carolina 5/26/2022
B
Michigan 4/7/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 7/12/2016
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/22/2019 - 08/17/2020 | CLEVELAND, OH | |
B | 07/11/2016 - 05/23/2019 | CLEVELAND, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.