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ALEXANDER JAMES BOWLAND
ALEX BOWLAND
CRD#: 6625465
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 MOUND, MN
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)IAFISHER INVESTMENTS (CRD# 107342)2018 - Present (7 years)
License(s)

State Registrations

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Minnesota 7/21/2022

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Texas 3/18/2020

Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
MOUND, MN
Registered with this firm since 2/13/2018

Previous Registration(s)
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06/24/2016 - 02/05/2018 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
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05/28/2016 - 02/05/2018 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.