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David Hubbs
DAVID JOSEPH HUBBS
CRD#: 6625290
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J.P. MORGAN SECURITIES LLCCRD#: 79 109 N Pottstown Pike
Exton, PA 19341
Exton, PA 19341
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Disclosures
8
Years of Experience
View By:
State Registrations
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Arizona 5/3/2022
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New York 10/11/2021
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California 5/3/2022
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North Carolina 11/7/2023
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Delaware 10/11/2021
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Ohio 10/12/2021
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District of Columbia 5/28/2024
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Oregon 5/6/2022
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Florida 6/1/2022
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Pennsylvania 10/11/2021
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Illinois 11/20/2023
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Pennsylvania 10/11/2021
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Indiana 9/9/2024
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South Carolina 1/18/2024
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Kentucky 9/20/2022
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Tennessee 4/2/2025
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Maryland 1/17/2023
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Texas 6/1/2022
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Massachusetts 6/20/2023
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Texas 6/23/2022
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Michigan 11/20/2023
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Virginia 9/8/2022
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Missouri 1/29/2024
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Washington 5/29/2024
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New Hampshire 6/12/2023
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Wisconsin 10/24/2023
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New Jersey 10/11/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/11/2021
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Registered with this firm since 10/11/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/21/2020 - 09/23/2021 | CENTER SQUARE, PA | |
B | 09/21/2020 - 09/23/2021 | CENTER SQUARE, PA | |
IA | 08/09/2018 - 09/10/2020 | KING OF PRUSSIA, PA | |
B | 08/09/2018 - 09/10/2020 | KING OF PRUSSIA, PA | |
IA | 12/11/2017 - 07/16/2018 | WEST CONSHOHOCKEN, PA | |
B | 10/13/2017 - 07/16/2018 | WEST CONSHOHOCKEN, PA | |
B | 11/29/2016 - 08/02/2017 | BALA CYNWYD, PA |
WEST CONSHOHOCKEN, PA
12/11/2017 - 07/16/2018
WEST CONSHOHOCKEN, PA
10/13/2017 - 07/16/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.