• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Roger John Allen
CRD#: 6624700
IA
Investment Adviser
PATHWAY WEALTH MANAGEMENT, LLCCRD#: 283774 3100 MONTICELLO AVENUE, SUITE 130
DALLAS, TX 75205
Registration History
20162017201820192020202120222023202420252026IAPATHWAY WEALTH MANAGEMENT, LLC (CRD# 283774)2016 - Present (8 years)IAHANCOCK-SMITH, LLC (CRD# 111215)2016 - 2016 (<1 year)
License(s)

State Registrations

IA
Texas 5/23/2016

Current Registration(s)
IA
PATHWAY WEALTH MANAGEMENT, LLC (CRD#:283774)
3100 MONTICELLO AVENUE, SUITE 130, DALLAS, TX 75205
Registered with this firm since 5/23/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/2016 - 06/02/2016 HANCOCK-SMITH, LLC (CRD#:111215) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.