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Sarah Anne Miller
Sarah Anne Lauer, SARAH MILLER
CRD#: 6624355
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 21805 W FIELD PKWY
DEER PARK, IL 60010
Registration History
201820192020202120222023202420252 FIRMS2021 - Present (3 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2018 - 2021 (3 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 11/22/2021

B
Nevada 11/23/2021

B
Arizona 11/18/2021

B
New Hampshire 8/24/2022

B
Arkansas 11/20/2023

B
New Jersey 11/23/2021

B
California 11/18/2021

B
New Mexico 11/23/2021

B
Colorado 11/15/2021

B
New York 11/18/2021

B
Connecticut 11/23/2021

B
North Carolina 11/15/2021

B
Delaware 11/26/2024

B
Ohio 11/15/2021

B
District of Columbia 11/18/2021

B
Oklahoma 11/23/2021

B
Florida 11/15/2021

B
Oregon 11/23/2021

B
Georgia 11/18/2021

B
Pennsylvania 11/23/2021

B
Idaho 11/18/2021

B
Puerto Rico 11/23/2021

B
Illinois 11/12/2021

B
Rhode Island 11/23/2021

IA
Illinois 11/12/2021

B
South Carolina 11/18/2021

B
Indiana 11/18/2021

B
South Dakota 6/1/2023

B
Iowa 11/23/2021

B
Tennessee 11/15/2021

B
Kentucky 11/23/2021

B
Texas 11/15/2021

B
Louisiana 11/23/2021

IA
Texas 11/15/2021

B
Maine 8/24/2022

B
Utah 11/18/2021

B
Maryland 8/24/2022

B
Vermont 8/24/2022

B
Massachusetts 11/18/2021

B
Virgin Islands 11/23/2021

B
Michigan 11/18/2021

B
Virginia 11/23/2021

B
Minnesota 11/15/2021

B
Washington 11/18/2021

B
Missouri 11/15/2021

B
Wisconsin 11/15/2021

B
Montana 8/20/2024

B
Wyoming 11/18/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
21805 W FIELD PKWY, DEER PARK, IL 60010
Registered with this firm since 11/12/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
21805 W FIELD PKWY, DEER PARK, IL 60010
Registered with this firm since 11/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2019 - 10/01/2021 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PALATINE, IL
B
09/11/2018 - 10/01/2021 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) PALATINE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.