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JAIMIE STACHOWIAK
Jaimie Lynne Rohm, Jaimie Lynne Stachowiak
CRD#: 6623242
IA
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KEY INVESTMENT SERVICES LLCCRD#: 136300 6811 AIPORT HWY.
HOLLAND, OH 43528
HOLLAND, OH 43528
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Disclosures
8
Years of Experience
View By:
State Registrations
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Alabama 1/19/2022
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Minnesota 1/19/2022
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Arizona 2/12/2021
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Nevada 2/12/2021
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California 2/12/2021
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North Carolina 2/12/2021
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Colorado 2/12/2021
B
North Dakota 3/7/2023
B
Connecticut 2/12/2021
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Ohio 2/9/2021
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District of Columbia 2/12/2021
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Ohio 2/9/2021
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Florida 2/12/2021
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Pennsylvania 2/12/2021
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Georgia 2/12/2021
B
South Carolina 2/12/2021
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Hawaii 1/19/2022
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South Dakota 2/12/2021
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Illinois 2/12/2021
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Tennessee 2/12/2021
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Indiana 2/9/2021
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Texas 2/12/2021
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Kentucky 1/19/2022
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Vermont 2/12/2021
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Maine 1/24/2025
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Virginia 1/19/2022
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Maryland 2/12/2021
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Wisconsin 7/5/2022
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Massachusetts 2/12/2021
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Wyoming 4/29/2021
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Michigan 2/12/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/9/2021
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Registered with this firm since 2/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2020 - 02/17/2021 | LAMBERTVILLE, MI | |
B | 02/03/2020 - 02/17/2021 | LAMBERTVILLE, MI | |
B | 04/25/2016 - 01/28/2020 | HOLLAND, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.