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Detailed Report
Christopher James Consolo
CRD#: 6622856
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 462 S MARENGO AVE
PASADENA, CA 91101
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 8/19/2020
B
Missouri 2/2/2024
B
Alaska 3/9/2023
B
Montana 8/19/2020
B
Arizona 8/19/2020
B
Nevada 6/2/2020
B
Arkansas 8/4/2023
B
New Mexico 8/21/2024
IA
California 7/13/2017
B
New York 8/19/2020
B
California 8/29/2017
B
North Carolina 8/19/2020
B
Colorado 6/2/2020
B
Oregon 10/30/2019
B
Connecticut 4/7/2020
B
Pennsylvania 2/27/2023
B
Delaware 8/19/2020
B
South Carolina 8/19/2020
B
District of Columbia 6/2/2020
B
Tennessee 4/12/2023
B
Florida 8/19/2020
B
Texas 8/19/2020
B
Georgia 8/19/2020
IA
Texas 8/19/2020
B
Hawaii 3/21/2019
B
Utah 3/20/2019
B
Idaho 3/1/2023
B
Virginia 9/29/2023
B
Louisiana 8/19/2020
B
Washington 10/30/2019
B
Massachusetts 11/7/2019
B
Wisconsin 8/19/2020
B
Minnesota 8/19/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
462 S MARENGO AVE, PASADENA, CA 91101
Glendora, CA
Registered with this firm since 8/7/2017
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
462 S MARENGO AVE, PASADENA, CA 91101
Glendora, CA
Registered with this firm since 7/13/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.