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TERRY lee WAGLER
Terrry Wagler, Terry Wagler
CRD#: 6621059
IA
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FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE
COVINGTON, KY 41015
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MASSILLON, OH
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Disclosures
8
Years of Experience
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State Registrations
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Alabama 8/12/2022
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Nebraska 8/12/2022
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Alaska 8/12/2022
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Nevada 8/12/2022
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Arizona 8/12/2022
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New Hampshire 8/12/2022
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Arkansas 8/12/2022
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New Jersey 8/12/2022
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California 8/12/2022
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New Mexico 8/12/2022
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Colorado 8/12/2022
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New York 8/12/2022
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Connecticut 8/12/2022
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North Carolina 8/12/2022
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Delaware 8/12/2022
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North Dakota 8/12/2022
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District of Columbia 8/12/2022
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Ohio 8/13/2022
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Florida 8/12/2022
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Ohio 8/29/2022
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Georgia 8/12/2022
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Oklahoma 8/12/2022
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Hawaii 8/12/2022
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Oregon 8/12/2022
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Idaho 8/12/2022
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Pennsylvania 8/12/2022
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Illinois 8/12/2022
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Puerto Rico 8/12/2022
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Indiana 8/12/2022
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Rhode Island 8/12/2022
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Iowa 8/12/2022
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South Carolina 8/12/2022
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Kansas 8/12/2022
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South Dakota 8/12/2022
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Kentucky 8/12/2022
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Tennessee 8/12/2022
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Louisiana 8/12/2022
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Texas 8/12/2022
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Maine 8/12/2022
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Utah 8/12/2022
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Maryland 8/12/2022
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Vermont 8/12/2022
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Massachusetts 8/12/2022
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Virgin Islands 8/12/2022
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Michigan 8/12/2022
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Virginia 8/12/2022
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Minnesota 8/12/2022
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Washington 8/12/2022
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Mississippi 8/12/2022
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West Virginia 8/12/2022
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Missouri 8/12/2022
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Wisconsin 8/12/2022
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Montana 8/12/2022
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Wyoming 8/12/2022
SRO Registrations
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Registered with this firm since 8/29/2022
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/23/2021 - 06/08/2022 | UNIONTOWN, OH | |
B | 06/24/2020 - 06/08/2022 | UNIONTOWN, OH | |
IA | 01/29/2019 - 06/09/2020 | MASSILLON, OH | |
B | 04/18/2016 - 06/09/2020 | MASSILLON, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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