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Luu Mathias
Luu E Mathias, Luu Elizabeth Mathias, Lulu Elizabeth Pitkonen, Luu E Pitkonen, Luu Elizabeth Pitkonen…
CRD#: 6619801
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6987 DOUGLAS BLVD
GRANITE BAY, CA 95746
Registration History
201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2017 - 2022 (5 years)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2016 - 2017 (<1 year)BCAPITAL ONE INVESTING, LLC (CRD# 45744)2016 - 2016 (<1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2019 - 2022 (3 years)
License(s)

State Registrations

B
California 7/13/2023

B
Texas 10/2/2024

IA
California 7/14/2023

IA
Texas 10/10/2024

B
Colorado 10/2/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6987 DOUGLAS BLVD, GRANITE BAY, CA 95746
Registered with this firm since 7/14/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6987 DOUGLAS BLVD, GRANITE BAY, CA 95746
Registered with this firm since 7/13/2023

Previous Registration(s)
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IA
11/01/2019 - 11/10/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BURIEN, WA
B
06/14/2017 - 11/10/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BURIEN, WA
B
12/09/2016 - 03/06/2017 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) SPOKANE VALLEY, WA
B
05/17/2016 - 11/10/2016 CAPITAL ONE INVESTING, LLC (CRD#:45744) MCLEAN, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.