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SAMUEL BENJAMIN SCOTT
Sam B Scott
CRD#: 6619426
IA
Investment Adviser
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Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 130 HARBOUR PLACE, SUITE 350
DAVIDSON, NC 28036
Registration History
20162017201820192020202120222023202420252026IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2022 - Present (2 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2021 - Present (3 years)BM&T SECURITIES, INC. (CRD# 17358)2016 - 2020 (4 years)
License(s)

State Registrations

B
Alaska 8/23/2023

IA
North Carolina 8/12/2022

B
Florida 8/23/2023

B
Oregon 8/23/2023

B
Idaho 10/1/2024

B
South Carolina 8/23/2023

B
Indiana 8/23/2023

B
Tennessee 8/23/2023

B
Kentucky 8/23/2023

B
Texas 8/23/2023

B
Minnesota 10/1/2024

B
Virginia 8/30/2021

B
Nevada 8/23/2023

B
Washington 8/23/2023

B
North Carolina 8/30/2021

B
Wisconsin 8/30/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
130 HARBOUR PLACE, SUITE 350, DAVIDSON, NC 28036
Registered with this firm since 8/12/2022

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
130 HARBOUR PLACE, SUITE 350, DAVIDSON, NC 28036
Registered with this firm since 8/30/2021

Previous Registration(s)
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B
03/21/2016 - 12/08/2020 M&T SECURITIES, INC. (CRD#:17358) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.