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ANTONIO FERNANDO MARISCAL ROMERO
CRD#: 6619179
IA
Investment Adviser
B
Broker
MONEX ASSET MANAGEMENT, INC.CRD#: 148123 440 LOUISIANA STREET
SUITE 1240
HOUSTON, TX 77002
MONEX SECURITIES, INC.CRD#: 30362 440 LOUISIANA STREET, SUITE 1240
HOUSTON, TX 77002
Registration History
199820002002200420062008201020122014201620182020202220242026IAMONEX ASSET MANAGEMENT, INC. (CRD# 148123)2017 - Present (7 years)BMONEX SECURITIES, INC. (CRD# 30362)2018 - Present (6 years)IAALPHA CUBED INVESTMENTS, LLC (CRD# 159347)2017 - 2017 (<1 year)IAKANOS CAPITAL MANAGEMENT, LLC (CRD# 128395)2016 - 2017 (1 year)
Disclosure(s)
View By:
7/26/1998
Criminal
Final Disposition
License(s)

State Registrations

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Florida 8/25/2021

B
Texas 10/25/2018

IA
Texas 6/20/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEX ASSET MANAGEMENT, INC. (CRD#:148123)
440 LOUISIANA STREET SUITE 1240, HOUSTON, TX 77002
Registered with this firm since 6/20/2017

B
MONEX SECURITIES, INC. (CRD#:30362)
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002
Registered with this firm since 9/10/2018

Previous Registration(s)
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03/29/2017 - 06/12/2017 ALPHA CUBED INVESTMENTS, LLC (CRD#:159347) Houston, TX
IA
03/04/2016 - 06/06/2017 KANOS CAPITAL MANAGEMENT, LLC (CRD#:128395) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.