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Detailed Report
CODY O'MALLEY
Cody Platzer OMalley, Cody OMalley
CRD#: 6618321
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3100 S. COLLEGE AVE.
FORT COLLINS, CO 80525
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 TIMNATH, CO
Registration History
20172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2021 - 2021 (<1 year)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2017 - 2021 (3 years)
License(s)

State Registrations

B
Alabama 1/6/2024
B
Montana 1/6/2024
B
Alaska 1/6/2024
B
Nebraska 1/6/2024
B
Arizona 7/28/2022
B
Nevada 1/6/2024
B
Arkansas 9/12/2022
B
New Hampshire 1/6/2024
B
California 1/6/2024
B
New Jersey 1/6/2024
B
Colorado 7/14/2021
B
New Mexico 1/6/2024
IA
Colorado 9/7/2021
B
New York 3/25/2023
B
Connecticut 1/6/2024
B
North Carolina 1/6/2024
B
Delaware 1/6/2024
B
North Dakota 1/6/2024
B
District of Columbia 1/6/2024
B
Ohio 1/6/2024
B
Florida 2/8/2023
B
Oklahoma 8/13/2021
B
Georgia 1/6/2024
B
Oregon 1/6/2024
B
Hawaii 1/6/2024
B
Pennsylvania 1/6/2024
B
Idaho 1/6/2024
B
Puerto Rico 1/6/2024
B
Illinois 5/6/2022
B
Rhode Island 1/6/2024
B
Indiana 3/4/2022
B
South Carolina 1/6/2024
B
Iowa 1/6/2024
B
South Dakota 3/4/2022
B
Kansas 9/9/2022
B
Texas 5/6/2022
B
Kentucky 1/6/2024
IA
Texas 7/8/2022
B
Louisiana 7/8/2022
B
Utah 3/25/2023
B
Maine 1/6/2024
B
Vermont 1/6/2024
B
Maryland 1/6/2024
B
Virgin Islands 1/6/2024
B
Massachusetts 2/8/2023
B
Virginia 1/6/2024
B
Michigan 1/6/2024
B
Washington 1/6/2024
B
Minnesota 1/6/2024
B
West Virginia 1/6/2024
B
Mississippi 1/6/2024
B
Wisconsin 1/6/2024
B
Missouri 1/6/2024
B
Wyoming 8/13/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3100 S. COLLEGE AVE., FORT COLLINS, CO 80525
Registered with this firm since 9/7/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
TIMNATH, CO
3001 E. SKYLINE DRIVE SUITE 255, TUCSON, AZ 85718
Registered with this firm since 7/14/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/21/2021 - 06/18/2021 THE LEADERS GROUP, INC. (CRD#:37157) Louisville, KY
B
 12/05/2017 - 01/07/2021 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) FRANKLIN, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.