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Victoria Dorene Whelan
CRD#: 6615888
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3438 State Route 208 Ste 2 PO
Box 232
New Wilmington, PA 16142
Registration History
2020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (4 years)
License(s)

State Registrations

B
Colorado 6/27/2024

IA
Pennsylvania 12/21/2021

B
Florida 6/17/2022

B
Texas 8/28/2024

B
North Carolina 6/17/2022

IA
Texas 8/28/2024

B
Ohio 6/3/2022

B
Utah 3/23/2023

B
Pennsylvania 12/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3438 State Route 208 Ste 2 PO Box 232, New Wilmington, PA 16142
Hermitage, PA
Registered with this firm since 12/21/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3438 State Route 208 Ste 2 PO Box 232, New Wilmington, PA 16142
Hermitage, PA
Registered with this firm since 10/13/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.