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Jesse James Ettlin
Jesse Ettlin
CRD#: 6615257
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Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 908 TAYLORVILLE RD, STE 100
GRASS VALLEY, CA 95949
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - Present (1 year)IALPL FINANCIAL LLC (CRD# 6413)2024 - Present (1 year)
License(s)

State Registrations

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Arizona 3/3/2023

B
New York 3/3/2023

B
California 3/3/2023

B
North Carolina 3/3/2023

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California 3/3/2023

B
Oregon 3/3/2023

B
Hawaii 3/3/2023

B
Tennessee 3/3/2023

B
Idaho 3/3/2023

B
Texas 3/3/2023

B
Indiana 3/3/2023

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Texas 3/3/2023

B
Louisiana 3/3/2023

B
Washington 3/3/2023

B
Nevada 3/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
908 TAYLORVILLE RD, STE 100, GRASS VALLEY, CA 95949
908 Taylorville Rd. Suite 104, Grass Valley, CA 95949
Registered with this firm since 2/1/2024

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LPL FINANCIAL LLC (CRD#:6413)
908 TAYLORVILLE RD, STE 100, GRASS VALLEY, CA 95949
908 Taylorville Rd. Suite 104, Grass Valley, CA 95949
Registered with this firm since 3/3/2023

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MARINER INDEPENDENT (CRD#:283824)
908 Taylorville Road Suite 100, Grass Valley, CA 95949
Registered with this firm since 3/3/2023

Previous Registration(s)
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06/24/2016 - 03/07/2023 EDWARD JONES (CRD#:250) Grass Valley, CA
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04/13/2016 - 03/07/2023 EDWARD JONES (CRD#:250) Grass Valley, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.