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Dennis Richardson
Dennis William Richardson
CRD#: 6615025
IA
B
EDWARD JONESCRD#: 250 10200 SAWMILL PKWY
POWELL, OH 43065
POWELL, OH 43065
0
Disclosures
6
Years of Experience
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State Registrations
B
Illinois 11/4/2024
B
Pennsylvania 10/4/2024
B
Ohio 5/25/2024
B
Puerto Rico 12/3/2024
IA
Ohio 5/25/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/25/2024
B
Registered with this firm since 5/24/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2020 - 09/06/2023 | Westerville, OH | |
B | 02/24/2020 - 09/06/2023 | Westerville, OH | |
IA | 04/17/2019 - 02/04/2020 | Grandview Heights, OH | |
B | 06/07/2018 - 02/04/2020 | Grandview Heights, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.