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ARIEL NICOLE JASSO
ARIEL NICOLE BELTRAN, ARIEL BELTRAN
CRD#: 6614441
IA
B
WATERWAY WEALTH MANAGEMENT, L.L.C.CRD#: 164975 21 WATERWAY
SUITE 500
THE WOODLANDS, TX 77380
SUITE 500
THE WOODLANDS, TX 77380
0
Disclosures
7
Years of Experience
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State Registrations
IA
Texas 2/14/2024
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Registered with this firm since 2/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/04/2019 - 02/10/2024 | Houston, TX | |
B | 02/04/2019 - 02/10/2024 | Houston, TX | |
B | 03/10/2017 - 01/04/2019 | HOUSTON, TX | |
B | 01/05/2017 - 01/31/2017 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.