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Detailed Report
MICHAEL JACOB MONTANO
MICHAEL MONTANO
CRD#: 6614170
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2505 EL PASEO RD
LAS CRUCES, NM 88001
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - Present (6 years)
License(s)

State Registrations

B
Alabama 11/14/2023
IA
New Mexico 3/29/2019
B
Arizona 4/13/2021
B
Texas 3/28/2019
B
California 3/28/2019
IA
Texas 3/28/2019
B
Florida 4/5/2021
B
Virginia 4/2/2025
B
New Mexico 3/28/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2505 EL PASEO RD, LAS CRUCES, NM 88001
223 S GOLD AVE, DEMING, NM 88030
Registered with this firm since 3/28/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2505 EL PASEO RD, LAS CRUCES, NM 88001
223 S GOLD AVE, DEMING, NM 88030
Registered with this firm since 3/28/2019
Previous Registration(s)
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IA
 08/22/2016 - 04/01/2019 EDWARD JONES (CRD#:250) DEMING, NM
B
 05/04/2016 - 04/01/2019 EDWARD JONES (CRD#:250) DEMING, NM
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.