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Detailed Report
Fraser Pain
CRD#: 6613683
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1245 JJ KELLEY MEMORIAL DRIVE
ST LOUIS, MO 63131
Registration History
201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2023 (7 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2017 - 2018 (1 year)BFIRST CLEARING, LLC (CRD# 17344)2016 - 2016 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2023 (5 years)
License(s)

State Registrations

B
Arizona 7/18/2024
B
Massachusetts 12/1/2023
B
Arkansas 12/1/2023
B
Missouri 3/19/2024
B
Florida 2/11/2025
IA
Missouri 3/19/2024
B
Illinois 12/1/2023
B
Ohio 1/7/2025
IA
Illinois 12/1/2023
B
Texas 3/15/2024
B
Kentucky 1/7/2025
IA
Texas 3/26/2024
B
Louisiana 3/15/2024
B
Utah 12/1/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1245 JJ KELLEY MEMORIAL DRIVE, ST LOUIS, MO 63131
OFALLON, IL
Registered with this firm since 12/1/2023
B
EDWARD JONES (CRD#:250)
1245 JJ KELLEY MEMORIAL DRIVE, ST LOUIS, MO 63131
OFALLON, IL
Registered with this firm since 12/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/23/2018 - 12/21/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 11/11/2016 - 12/21/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/27/2017 - 09/13/2018 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 11/02/2016 - 11/11/2016 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.