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Detailed Report
Nicole Lynn Gronholz
Nicole Lynn Tutaj, Nicole Tutaj
CRD#: 6613532
IA
Investment Adviser
B
Broker
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCCRD#: 38357 10401 West Innovation Drive
Suite 300
Wauwatosa, WI 53226
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

IA
California 9/10/2024
IA
Texas 8/20/2021
IA
Florida 9/11/2024
B
Wisconsin 10/31/2018
IA
Illinois 9/10/2024
IA
Wisconsin 10/31/2018
IA
Indiana 9/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357)
10401 West Innovation Drive Suite 300, Wauwatosa, WI 53226
Registered with this firm since 10/31/2018
B
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357)
10401 West Innovation Drive Suite 300, Wauwatosa, WI 53226
Registered with this firm since 8/8/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.