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DUSTIN THOMAS RODGERS
CRD#: 6612718
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 10019 FOREST GREEN BOULEVARD
LOUISVILLE, KY 40223
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 500 NORTH HURSTBOURNE PARKWAY
SUITE 450
LOUISVILLE, KY 40222
Registration History
20132014201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - Present (8 years)
Disclosure(s)
View By:
8/30/2013
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/22/2016

B
Mississippi 1/8/2023

B
Alaska 1/10/2023

B
Missouri 1/10/2022

B
Arizona 6/30/2016

B
Montana 1/9/2023

B
California 6/13/2016

B
New York 1/8/2023

B
Colorado 6/21/2016

B
North Carolina 1/11/2022

B
Florida 3/1/2019

B
North Dakota 1/12/2023

B
Georgia 11/22/2021

B
Ohio 6/13/2016

B
Illinois 6/15/2016

B
Oregon 11/24/2021

B
Indiana 6/14/2016

B
Pennsylvania 6/14/2016

B
Iowa 8/28/2023

B
South Carolina 6/28/2016

B
Kansas 1/10/2022

B
Tennessee 6/14/2016

B
Kentucky 6/13/2016

B
Texas 6/21/2016

IA
Kentucky 3/31/2020

IA
Texas 3/31/2020

B
Maine 1/9/2023

B
Virginia 11/18/2021

B
Maryland 7/5/2024

B
Washington 6/20/2016

B
Massachusetts 6/27/2024

B
West Virginia 11/30/2021

B
Michigan 7/13/2016

B
Wisconsin 6/15/2016

B
Minnesota 1/11/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
10019 FOREST GREEN BOULEVARD, LOUISVILLE, KY 40223
Registered with this firm since 3/31/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
500 NORTH HURSTBOURNE PARKWAY SUITE 450, LOUISVILLE, KY 40222
FORT THOMAS, KY
Registered with this firm since 6/6/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.