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NATHAN PAUL REYNOLDS
NATE REYNOLDS
CRD#: 6612062
IA
B
RFG ADVISORY, LLCCRD#: 158401 1000 WESTCHESTER DRIVE
SALINA, KS 67401
SALINA, KS 67401
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 1000 WESTCHESTER DR
SALINA, KS 67401
SALINA, KS 67401
0
Disclosures
8
Years of Experience
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State Registrations
B
Arizona 1/29/2021
B
Minnesota 1/29/2021
B
Arkansas 1/29/2021
B
Missouri 1/29/2021
B
Colorado 1/29/2021
B
North Carolina 1/29/2021
B
Illinois 1/29/2021
B
Oklahoma 1/29/2021
B
Kansas 1/29/2021
B
Pennsylvania 1/29/2021
IA
Kansas 1/29/2021
B
Texas 1/29/2021
B
Michigan 1/29/2021
IA
Texas 1/29/2021
SRO Registrations
B
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IA
Registered with this firm since 1/29/2021
B
Registered with this firm since 1/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2016 - 02/05/2021 | Salina, KS | |
B | 05/02/2016 - 02/05/2021 | Salina, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.