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Detailed Report
NORMAN KENNETH FERRANDO
CRD#: 6611132
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1400 Page Mill Road
Palo Alto, CA 94304
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 9/29/2020
IA
California 9/29/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1400 Page Mill Road, Palo Alto, CA 94304
Registered with this firm since 9/29/2020
B
MORGAN STANLEY (CRD#:149777)
1400 Page Mill Road, Palo Alto, CA 94304
Registered with this firm since 9/29/2020
Previous Registration(s)
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IA
 05/27/2016 - 09/24/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Walnut Creek, CA
B
 05/17/2016 - 09/24/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Walnut Creek, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.