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Detailed Report
Thomas Dalton Bray
CRD#: 6608473
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7380 W SAND LAKE RD #500
ORLANDO, FL 32819
CETERA ADVISOR NETWORKS LLCCRD#: 13572 7380 W SAND LAKE RD #500
ORLANDO, FL 32819
Registration History
2020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - Present (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (<1 year)
License(s)

State Registrations

B
Florida 7/7/2020
IA
Florida 3/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7380 W SAND LAKE RD #500, ORLANDO, FL 32819
8751 BAYVIEW CROSSING DR, WINTER GARDEN, FL 34787
Registered with this firm since 3/31/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
7380 W SAND LAKE RD #500, ORLANDO, FL 32819
WINTER GARDEN, FL
Registered with this firm since 6/10/2020
Previous Registration(s)
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IA
 12/14/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.