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Detailed Report
Travis Michael Thomas
CRD#: 6608181
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1601 CARMEN DRIVE
SUITE 215A
CAMARILLO, CA 93010
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alaska 11/14/2024
B
Illinois 1/21/2025
B
Arizona 11/14/2024
B
Massachusetts 12/9/2024
B
Arkansas 1/16/2025
B
Montana 11/14/2024
B
California 11/14/2024
B
Nevada 11/14/2024
IA
California 11/14/2024
B
New Mexico 1/24/2025
B
Florida 11/15/2024
B
Oregon 11/14/2024
B
Hawaii 11/14/2024
B
Texas 1/16/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1601 CARMEN DRIVE SUITE 215A, CAMARILLO, CA 93010
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
1601 CARMEN DRIVE SUITE 215A, CAMARILLO, CA 93010
Registered with this firm since 11/14/2024
Previous Registration(s)
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IA
 09/22/2016 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Camarillo, CA
B
 06/15/2016 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Camarillo, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.