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Derek P Helman
Derek Paul Helman, Derek Helman
CRD#: 6607418
IA
B
EDWARD JONESCRD#: 250 253 AIKENS CENTER STE 3
MARTINSBURG, WV 25404
MARTINSBURG, WV 25404
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5/15/2020
Financial
Final
6/21/2019
Financial
Final
4/10/2019
Financial
Final
4/4/2019
Financial
Final
1/11/2019
Financial
Final
11/15/2018
Financial
Final
State Registrations
B
Colorado 1/31/2023
B
Ohio 7/15/2024
B
Florida 8/22/2022
B
Pennsylvania 8/22/2022
B
Kentucky 9/19/2022
B
South Carolina 10/5/2022
B
Maryland 8/23/2022
B
Tennessee 8/9/2024
B
Massachusetts 7/28/2023
B
Texas 8/19/2022
B
Nevada 11/4/2022
IA
Texas 8/25/2022
B
New Jersey 11/10/2022
B
Virginia 8/19/2022
B
New York 12/18/2022
B
West Virginia 8/19/2022
B
North Carolina 8/19/2022
IA
West Virginia 8/26/2022
B
North Dakota 12/22/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/25/2022
B
Registered with this firm since 8/19/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/2021 - 08/19/2022 | Martinsburg, WV | |
B | 03/05/2021 - 08/19/2022 | MARTINSBURG, WV | |
IA | 05/29/2019 - 03/08/2021 | CHAMBERSBURG, PA | |
B | 05/14/2019 - 03/08/2021 | CHAMBERSBURG, PA | |
B | 07/21/2017 - 10/02/2018 | MARTINSBURG, WV | |
B | 03/04/2016 - 10/05/2016 | COVINGTON, KY |
CHAMBERSBURG, PA
05/29/2019 - 03/08/2021
CHAMBERSBURG, PA
05/14/2019 - 03/08/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.