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Detailed Report
SAMUEL THOMAS SCHNEIDER
SAM THOMAS SCHNEIDER
CRD#: 6607241
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1 SKOKIE VALLEY ROAD
HIGHLAND PARK, IL 60035
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1 SKOKIE VALLEY ROAD
HIGHLAND PARK, IL 60035
Registration History
20162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - Present (9 years)
License(s)

State Registrations

B
Alabama 11/24/2020
B
Nebraska 1/26/2022
B
Alaska 1/26/2022
B
Nevada 1/26/2022
B
Arizona 1/26/2022
B
New Hampshire 11/24/2020
B
Arkansas 1/26/2022
B
New Jersey 11/24/2020
B
California 2/4/2020
B
New Mexico 1/26/2022
B
Colorado 11/24/2020
B
New York 2/4/2020
B
Connecticut 11/24/2020
B
North Carolina 1/26/2022
B
Delaware 11/24/2020
B
North Dakota 1/26/2022
B
District of Columbia 3/18/2016
B
Ohio 11/25/2020
B
Florida 2/4/2020
B
Oklahoma 1/26/2022
B
Georgia 11/24/2020
B
Oregon 1/26/2022
B
Hawaii 11/24/2020
B
Pennsylvania 2/4/2020
B
Idaho 1/26/2022
B
Puerto Rico 1/26/2022
B
Illinois 11/24/2020
B
Rhode Island 1/26/2022
IA
Illinois 7/16/2024
B
South Carolina 1/26/2022
B
Indiana 11/24/2020
B
South Dakota 1/26/2022
B
Iowa 1/26/2022
B
Tennessee 1/26/2022
B
Kansas 1/26/2022
B
Texas 11/24/2020
B
Kentucky 1/26/2022
IA
Texas 3/12/2021
B
Louisiana 11/24/2020
B
Utah 1/26/2022
B
Maine 1/26/2022
B
Vermont 1/26/2022
B
Maryland 3/18/2016
B
Virgin Islands 1/26/2022
B
Massachusetts 11/24/2020
B
Virginia 3/18/2016
B
Michigan 1/26/2022
B
Washington 1/26/2022
B
Minnesota 1/26/2022
B
West Virginia 11/24/2020
B
Mississippi 1/26/2022
B
Wisconsin 1/26/2022
B
Missouri 1/26/2022
B
Wyoming 1/26/2022
B
Montana 1/26/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1 SKOKIE VALLEY ROAD, HIGHLAND PARK, IL 60035
Registered with this firm since 2/5/2020
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1 SKOKIE VALLEY ROAD, HIGHLAND PARK, IL 60035
CHICAGO, IL
Registered with this firm since 3/4/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.