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Justin W. Rivera
JUSTIN WILLIAM RIVERA
CRD#: 6607020
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 291 ALVARDO STREET
MONTEREY, CA 93940
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 2/28/2019

B
Nebraska 2/28/2019

B
Alaska 2/28/2019

B
Nevada 1/29/2018

B
Arizona 1/29/2018

B
New Hampshire 2/28/2019

B
Arkansas 2/28/2019

B
New Jersey 1/29/2018

B
California 1/29/2018

B
New Mexico 2/28/2019

IA
California 3/18/2019

B
New York 1/29/2018

B
Colorado 1/29/2018

IA
New York 5/3/2021

B
Connecticut 1/29/2018

B
North Carolina 2/28/2019

B
Delaware 2/28/2019

B
North Dakota 2/28/2019

B
District of Columbia 2/28/2019

B
Ohio 1/29/2018

B
Florida 1/29/2018

IA
Ohio 1/19/2022

B
Georgia 1/29/2018

B
Oklahoma 1/29/2018

B
Hawaii 2/28/2019

B
Oregon 1/29/2018

B
Idaho 1/29/2018

B
Pennsylvania 2/28/2019

IA
Illinois 11/3/2016

B
Puerto Rico 2/28/2019

B
Illinois 1/29/2018

B
Rhode Island 2/28/2019

B
Indiana 1/29/2018

B
South Carolina 2/28/2019

B
Iowa 2/28/2019

B
South Dakota 2/28/2019

B
Kansas 2/28/2019

B
Tennessee 2/28/2019

B
Kentucky 1/29/2018

B
Texas 1/29/2018

B
Louisiana 1/29/2018

IA
Texas 3/18/2019

B
Maine 2/28/2019

B
Utah 1/29/2018

B
Maryland 2/28/2019

B
Vermont 2/28/2019

B
Massachusetts 2/28/2019

B
Virgin Islands 4/1/2019

B
Michigan 1/29/2018

B
Virginia 2/28/2019

B
Minnesota 2/28/2019

B
Washington 1/29/2018

B
Mississippi 2/28/2019

B
West Virginia 1/29/2018

B
Missouri 2/28/2019

B
Wisconsin 2/28/2019

B
Montana 2/28/2019

B
Wyoming 2/28/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
291 ALVARDO STREET, MONTEREY, CA 93940
Pacific Grove, CA
Registered with this firm since 11/3/2016

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
291 ALVARDO STREET, MONTEREY, CA 93940
Pacific Grove, CA
Registered with this firm since 3/22/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.