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GWENDOLYN ANNE BORK
GWENDOLYN BORK
CRD#: 6606037
IA
B
CAPITAL ANALYSTSCRD#: 162200 2293 Millersport Highway
Getzville, NY 14068
Getzville, NY 14068
LINCOLN INVESTMENTCRD#: 519 61 John Muir Dr.
Ste. 100
Amherst, NY 14228
Ste. 100
Amherst, NY 14228
0
Disclosures
8
Years of Experience
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State Registrations
B
Arizona 1/2/2025
B
North Carolina 1/3/2020
B
Delaware 6/3/2022
B
Ohio 6/30/2022
B
Florida 1/2/2020
B
Pennsylvania 11/4/2019
B
Maryland 1/2/2020
B
Virginia 1/2/2025
B
New York 4/29/2019
B
West Virginia 1/2/2020
IA
New York 3/25/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/13/2021
IA
Registered with this firm since 3/25/2021
B
Registered with this firm since 4/29/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/22/2017 - 04/15/2019 | Depew, NY | |
IA | 11/18/2016 - 02/24/2017 | CHEEKTOWAGA, NY | |
B | 08/29/2016 - 02/24/2017 | CHEEKTOWAGA, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.