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Xinxin Guan
CRD#: 6604741
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Retail Banking
608 San Antonio Road
Mountain View, CA 94040
Registration History
20162017201820192020202120222023202420252026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - Present (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - Present (8 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 12/13/2016

B
New York 2/17/2023

B
California 12/9/2016

B
North Carolina 2/13/2024

IA
California 5/2/2020

B
Ohio 3/24/2022

B
Colorado 2/17/2023

B
Oregon 2/17/2023

B
Florida 8/2/2019

B
Pennsylvania 4/14/2022

B
Illinois 6/5/2023

B
Tennessee 2/7/2024

B
Indiana 2/7/2024

B
Texas 2/17/2023

B
Minnesota 2/7/2024

B
Virginia 2/7/2024

B
Nevada 12/13/2016

B
Washington 2/17/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Retail Banking 608 San Antonio Road, Mountain View, CA 94040
CWM Retail, Sales 1303 South Mary Avenue, Sunnyvale, CA 94087
Registered with this firm since 5/2/2020

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Retail Banking 608 San Antonio Road, Mountain View, CA 94040
CWM Retail, Sales 1303 South Mary Avenue, Sunnyvale, CA 94087
Registered with this firm since 12/9/2016

Previous Registration(s)
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B
02/05/2016 - 11/29/2016 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SUNNYVALE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.