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Detailed Report
Abraham Blas Arce
ABE BLAS ARCE
CRD#: 6603427
IA
Investment Adviser
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Previous Broker
FIORI FINANCIAL GROUPCRD#: 318641 205 SOUTH EAST 20TH ST
FORT LAUDERDALE, FL 33316
Registration History
201820192020202120222023202420252026IAFIORI FINANCIAL GROUP (CRD# 318641)2022 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2018 - 2022 (4 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2019 - 2022 (3 years)
License(s)

State Registrations

IA
Florida 12/16/2022
Current Registration(s)
IA
FIORI FINANCIAL GROUP (CRD#:318641)
205 SOUTH EAST 20TH ST, FORT LAUDERDALE, FL 33316
Registered with this firm since 12/16/2022
Previous Registration(s)
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 04/25/2019 - 12/31/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) FORT LAUDERDALE, FL
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 12/21/2018 - 12/31/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) FT. LAUDERDALE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.