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Vaughn William Kellerman
VAUGHN WILLIAM KELLERMAN, Vaughn Kellerman
CRD#: 6603388
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Investment Adviser
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Previous Broker
SOUND ADVISORYCRD#: 328213 Cleve, OH
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2021 (1 year)IASOUND ADVISORY (CRD# 328213)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - 2019 (3 years)IAHCM WEALTH ADVISORS (CRD# 107700)2021 - 2024 (2 years)
License(s)

State Registrations

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California 5/21/2024

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Ohio 5/29/2024

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Florida 8/22/2024

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Texas 9/4/2024

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Idaho 5/21/2024

Current Registration(s)
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SOUND ADVISORY (CRD#:328213)
Cleve, OH
Dr. Cleves, OH
Registered with this firm since 5/21/2024

Previous Registration(s)
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09/23/2021 - 03/14/2024 HCM WEALTH ADVISORS (CRD#:107700) CINCINNATI, OH
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08/03/2020 - 09/08/2021 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Cincinnati, OH
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08/03/2020 - 09/08/2021 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) CINCINNATI, OH
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01/22/2020 - 07/29/2020 W&S BROKERAGE SERVICES, INC. (CRD#:8099) LOVELAND, OH
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01/22/2020 - 07/29/2020 W&S BROKERAGE SERVICES, INC. (CRD#:8099) LOVELAND, OH
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03/21/2016 - 10/23/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.