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Lana Xiao
Lana Rush, Weixing Xiao
CRD#: 6602908
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1 Front St, Floor 22
San Francisco, CA 94111
Registration History
20202021202220232024202520262 FIRMS2024 - Present (<1 year)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2023 - 2024 (<1 year)BSVB INVESTMENT SERVICES INC. (CRD# 168116)2021 - 2023 (2 years)IASVB WEALTH (CRD# 172832)2022 - 2024 (2 years)IASVB INVESTMENT SERVICES INC. (CRD# 168116)2021 - 2022 (1 year)IASUMMITRY, LLC (CRD# 128586)2020 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 9/17/2024

B
Nebraska 9/17/2024

B
Alaska 9/17/2024

B
Nevada 9/17/2024

B
Arizona 9/17/2024

B
New Hampshire 9/17/2024

B
Arkansas 9/17/2024

B
New Jersey 9/17/2024

B
California 9/17/2024

B
New Mexico 9/17/2024

IA
California 9/17/2024

B
New York 9/17/2024

B
Colorado 9/17/2024

B
North Carolina 9/17/2024

B
Connecticut 9/17/2024

B
North Dakota 9/17/2024

B
Delaware 9/17/2024

B
Ohio 9/18/2024

B
District of Columbia 9/17/2024

B
Oklahoma 9/17/2024

B
Florida 9/17/2024

B
Oregon 9/17/2024

B
Georgia 9/17/2024

B
Pennsylvania 9/17/2024

B
Hawaii 9/17/2024

B
Puerto Rico 9/17/2024

B
Idaho 9/17/2024

B
Rhode Island 9/17/2024

B
Illinois 9/17/2024

B
South Carolina 9/17/2024

B
Indiana 9/17/2024

B
South Dakota 9/17/2024

B
Iowa 9/17/2024

B
Tennessee 9/17/2024

B
Kansas 9/17/2024

B
Texas 9/17/2024

B
Kentucky 9/17/2024

IA
Texas 9/17/2024

B
Louisiana 9/17/2024

B
Utah 9/17/2024

B
Maine 9/17/2024

B
Vermont 9/17/2024

B
Maryland 9/17/2024

B
Virgin Islands 9/17/2024

B
Massachusetts 9/17/2024

B
Virginia 9/17/2024

B
Michigan 9/17/2024

B
Washington 9/17/2024

B
Minnesota 9/17/2024

B
West Virginia 9/17/2024

B
Mississippi 9/17/2024

B
Wisconsin 9/17/2024

B
Missouri 9/17/2024

B
Wyoming 9/17/2024

B
Montana 9/17/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 Front St, Floor 22, San Francisco, CA 94111
Registered with this firm since 9/17/2024

IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 Front St, Floor 22, San Francisco, CA 94111
Registered with this firm since 9/17/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/23/2022 - 08/19/2024 SVB WEALTH (CRD#:172832) San Francisco, CA
B
12/21/2023 - 08/19/2024 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) San Francisco, CA
B
08/16/2021 - 12/31/2023 SVB INVESTMENT SERVICES INC. (CRD#:168116) San Francisco, CA
IA
06/25/2021 - 07/29/2022 SVB INVESTMENT SERVICES INC. (CRD#:168116) San Francisco, CA
IA
11/19/2020 - 06/17/2021 SUMMITRY, LLC (CRD#:128586) Foster City, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.