Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RICHARD PAUL LEBLANC
CRD#: 6602887
IA
Investment Adviser
B
Broker
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 500 Edgewater Drive, #565
Wakefield, MA 01880
OSAIC WEALTH, INC.CRD#: 23131 500 Edgewater Drive
Suite 565
Wakefield, MA 01880
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2023 (5 years)IAGALLAGHER FIDUCIARY ADVISORS, LLC (CRD# 146509)2023 - Present (1 year)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2023 - 2024 (1 year)
License(s)

State Registrations

B
California 8/23/2024
B
New Jersey 8/23/2024
B
Florida 8/23/2024
B
New York 8/23/2024
B
Maine 8/23/2024
B
North Carolina 8/23/2024
IA
Massachusetts 8/1/2023
B
Rhode Island 8/23/2024
B
Massachusetts 8/23/2024
B
Texas 8/23/2024
B
Minnesota 8/23/2024
B
Utah 11/8/2024
B
New Hampshire 8/23/2024
B
Vermont 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#:146509)
500 Edgewater Drive, #565, Wakefield, MA 01880
Registered with this firm since 8/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
500 Edgewater Drive Suite 565, Wakefield, MA 01880
Registered with this firm since 8/23/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/20/2023 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Wakefield, MA
B
 11/02/2017 - 07/14/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Wakefield, MA
IA
 11/07/2017 - 05/19/2023 F3LOGIC, LLC (CRD#:289863) Wakefield, MA
IA
 07/18/2016 - 11/10/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) WAKEFIELD, MA
B
 04/08/2016 - 11/10/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) WAKEFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.