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Detailed Report
Randy Lee Swope
CRD#: 6602810
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 31 OAK AVE
STE 150
CHALFONT, PA 18914
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)IAPRIMERICA ADVISORS (CRD# 10111)2020 - Present (5 years)BPFS INVESTMENTS INC. (CRD# 10111)2018 - Present (6 years)BLINCOLN INVESTMENT (CRD# 519)2016 - 2018 (2 years)
License(s)

State Registrations

B
New York 7/11/2018
IA
Pennsylvania 3/5/2020
B
Pennsylvania 6/5/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
31 OAK AVE STE 150, CHALFONT, PA 18914
Registered with this firm since 3/5/2020
B
PFS INVESTMENTS INC. (CRD#:10111)
31 OAK AVE STE 150, CHALFONT, PA 18914
Registered with this firm since 6/5/2018
Previous Registration(s)
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IA
 02/13/2017 - 05/07/2018 CAPITAL ANALYSTS (CRD#:162200) Bethlehem, PA
IA
 02/13/2017 - 05/07/2018 LINCOLN INVESTMENT (CRD#:519) BETHLEHEM, PA
B
 03/02/2016 - 05/07/2018 LINCOLN INVESTMENT (CRD#:519) BETHLEHEM, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.