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Vincent Connor Fuchs
Connor Fuchs, Vincent Fuchs
CRD#: 6602274
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Investment Adviser
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Previous Broker
SUSPENDED
FINRA has suspended this individual from acting as a broker. Please see the detailed report for more information
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSCRD#: 298422 300 Throckmorton
Suite 100
Fort Worth, TX 76102
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2020 (3 years)IATEXAS CAPITAL BANK PRIVATE WEA... (CRD# 298422)2024 - Present (<1 year)BSTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2022 - 2023 (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2020 - 2022 (1 year)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2017 (1 year)IASTEWARD PARTNERS INVESTMENT AD... (CRD# 283004)2020 - 2023 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)2017 - 2017 (<1 year)
Disclosure(s)
View By:
10/21/2024
Regulatory
Final
9/20/2024
Regulatory
Final
12/28/2022
Employment Separation After Allegations
License(s)

State Registrations

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Texas 6/27/2024

Current Registration(s)
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TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS (CRD#:298422)
300 Throckmorton Suite 100, Fort Worth, TX 76102
Registered with this firm since 6/27/2024

Previous Registration(s)
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10/01/2020 - 01/27/2023 STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004) Austin,, TX
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05/27/2022 - 01/27/2023 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254) AUSTIN, TX
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10/01/2020 - 05/27/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) AUSTIN, TX
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08/07/2017 - 10/06/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
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08/07/2017 - 10/06/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
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01/18/2017 - 08/08/2017 AXA ADVISORS, LLC (CRD#:6627) AUSTIN, TX
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05/18/2016 - 08/08/2017 AXA ADVISORS, LLC (CRD#:6627) AUSTIN, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.