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Andrew William Sherman
CRD#: 6602032
IA
Investment Adviser
B
Broker
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 181 West Madison
Chicago, IL 60603
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 181 WEST MADISON
CHICAGO, IL 60675
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 6/21/2022

B
Missouri 6/21/2022

B
Alaska 6/21/2022

B
Montana 6/21/2022

B
Arizona 6/21/2022

B
Nebraska 6/21/2022

B
Arkansas 6/21/2022

B
Nevada 6/21/2022

B
California 6/21/2022

B
New Hampshire 6/21/2022

B
Colorado 6/21/2022

B
New Jersey 6/21/2022

B
Connecticut 6/21/2022

B
New Mexico 6/21/2022

B
Delaware 6/21/2022

B
New York 6/21/2022

B
District of Columbia 6/21/2022

B
North Carolina 6/21/2022

B
Florida 6/21/2022

B
North Dakota 6/21/2022

B
Georgia 6/21/2022

B
Ohio 6/21/2022

B
Hawaii 6/21/2022

B
Oklahoma 6/21/2022

B
Idaho 6/21/2022

B
Oregon 6/21/2022

B
Illinois 6/10/2022

B
Pennsylvania 6/21/2022

IA
Illinois 6/10/2022

B
Rhode Island 6/21/2022

B
Indiana 6/21/2022

B
South Carolina 6/21/2022

B
Iowa 6/21/2022

B
South Dakota 6/21/2022

B
Kansas 6/21/2022

B
Tennessee 6/21/2022

B
Kentucky 6/21/2022

B
Texas 6/21/2022

B
Louisiana 6/21/2022

B
Utah 6/21/2022

B
Maine 6/21/2022

B
Vermont 6/21/2022

B
Maryland 6/21/2022

B
Virginia 6/21/2022

B
Massachusetts 6/21/2022

B
Washington 6/21/2022

B
Michigan 6/21/2022

B
West Virginia 6/21/2022

B
Minnesota 6/21/2022

B
Wisconsin 6/21/2022

B
Mississippi 6/21/2022

B
Wyoming 6/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#:105780)
181 West Madison, Chicago, IL 60603
Registered with this firm since 6/10/2022

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
181 WEST MADISON, CHICAGO, IL 60675
Registered with this firm since 5/20/2022

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.