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Detailed Report
BRENDA E CHAVEZ
Brenda Elizabeth Dena
CRD#: 6601925
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10877 WILSHIRE BLVD
STE 1700
LOS ANGELES, CA 90024
Registration History
20202021202220232024202520262 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 5/7/2024
B
Nevada 5/7/2024
B
Arkansas 6/12/2024
B
New Jersey 5/7/2024
B
California 5/7/2024
B
New Mexico 6/12/2024
IA
California 5/8/2024
B
New York 5/7/2024
B
Colorado 5/7/2024
B
North Carolina 5/7/2024
B
Connecticut 5/7/2024
B
North Dakota 5/7/2024
B
Delaware 5/7/2024
B
Ohio 5/7/2024
B
District of Columbia 5/7/2024
B
Oklahoma 5/7/2024
B
Florida 5/7/2024
B
Oregon 5/7/2024
B
Georgia 5/7/2024
B
Pennsylvania 5/7/2024
B
Hawaii 5/7/2024
B
Puerto Rico 6/12/2024
B
Idaho 5/7/2024
B
Tennessee 5/7/2024
B
Illinois 5/7/2024
B
Texas 5/7/2024
B
Kentucky 5/7/2024
IA
Texas 5/7/2024
B
Louisiana 6/12/2024
B
Utah 5/7/2024
B
Maryland 5/7/2024
B
Virginia 5/7/2024
B
Massachusetts 5/7/2024
B
Washington 5/7/2024
B
Michigan 5/7/2024
B
West Virginia 6/12/2024
B
Minnesota 5/7/2024
B
Wisconsin 6/12/2024
B
Missouri 6/12/2024
B
Wyoming 6/12/2024
B
Montana 6/12/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10877 WILSHIRE BLVD STE 1700, LOS ANGELES, CA 90024
Registered with this firm since 5/7/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10877 WILSHIRE BLVD STE 1700, LOS ANGELES, CA 90024
Registered with this firm since 5/7/2024
Previous Registration(s)
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IA
 12/01/2020 - 04/29/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
 10/30/2020 - 04/29/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.